Quick Answer: Why Would A Company File An 8k?

What is a 10q filing?

The Form 10-Q includes unaudited financial statements and provides a continuing view of the company’s financial position during the year.

The report must be filed for each of the first three fiscal quarters of the company’s fiscal year..

What is a 6k filing?

Form 6-K is an SEC reporting form under which SEC-registered FPIs provide ongoing disclosure about. corporate news. Once an FPI has listed its securities in the United States, the FPI becomes subject to. reporting obligations under Section 13 of the US Securities Exchange Act of 1934 (Exchange Act).

What is SEC Form effect?

30, 2018) A U.S. Securities and Exchange Commission filing is a formal document or financial statement submitted to the SEC by publicly-traded companies. …

How does a reverse merger work?

A reverse merger happens when a publicly trading company merges with a private company and the private company survives, occupying and operating in the publicly traded company’s legal shell. … It is not necessary for both companies to be in the same business; in fact, usually they are in very different businesses.

What is the filing deadline for a Form 10 K for non accelerated filers?

10-K: for Fiscal Year Ended 08/31/20 due Monday, November 30, 2020. 10-Q: for Quarterly Period Ended 10/31/20 due Tuesday, December 15, 2020.

What triggers an 8 K filing?

item is triggered when the company enters into an agreement enforceable against the company, whether or not subject to conditions, under which the equity securities are to be sold. If there is no such agreement, the company should file the Form 8-K within four business days after the closing of the transaction.

Is an 8k filing good or bad?

Filing a Form 8-K will often impact a company’s stock. … If the form contains bad news, like a bankruptcy, unexpected defeat in court or the departure of a well-liked executive or board member, the stock will often go down. Naturally, less significant news will have less of a significant impact on stock prices.

What is the purpose of an 8 K?

Form 8-K is a very broad form used to notify investors in United States public companies of specified events that may be important to shareholders or the United States Securities and Exchange Commission. This is one of the most common types of forms filed with the SEC.

What is a Super 8k?

A “Super 8-K” is an industry term used for an 8-K filed under Item 2.01 for the completion of a transaction and Item 5.06 of Form 8-K to report a change in shell status. … In other words, a Super 8-K is an 8-K with a Form 10 registration statement included therein.

What is an 11k?

An SEC Form 11-K is an annual report that is filed with the Securities and Exchange Commission (SEC) for employee stock purchase plans and similar savings plans that constitute securities registered under the Securities Act of 1933.

How long does a company have to file a 10q?

45 daysThe form provides investors with the financial position of companies on an ongoing basis. It contains financial statements, management discussion and analysis, disclosures, and internal controls. Companies must file their 10-Qs 40 or 45 days after the end of their quarters depending on the size of their public float.

How often are 10ks filed?

three times a yearThe company is only required to file it three times a year as the 10-K is filed in the fourth quarter. The form 8-K though is required by the SEC whenever companies announce major events of which shareholders must be made aware.

What does it mean when a company files a Form 8k?

An 8-K is a filing that companies use to relate important but irregular corporate events to the public. … Publicly traded companies must file an 8-K in the event of any material event (other than those that occur regularly, such as earnings) that would be important to investors.